TY - JOUR
T1 - Procedural control of the bureaucracy, peer review, and epistemic drift
AU - Shapiro, Stuart
AU - Guston, David
N1 - Funding Information:
18 The revised bulletin emphasizes the independence of the reviewers noting that scientists whose work is funded by an agency may be independent if the funding was determined through a competitive grants review process. The guidelines also emphasize balance as one of the considerations agencies should strive for when choosing peer reviewers. 19 Haas (2001) speaks of epistemic communities that share common characteristics and advance particular scientific ideas. 20 Representative Henry Waxman (D-CA) and the Union of Concerned Scientists (UCS) have each condemned the Bush administration for politicizing federal science by manipulating the membership of advisory committees, deleting politically unsavory information from Web sites, and suppressing controversial findings, particularly in areas of environmental and reproductive science. See Waxman (2003) and UCS (2004).
PY - 2007/10
Y1 - 2007/10
N2 - Regulatory peer review-in which independent scientists comment on the technical under-pinnings of proposed regulations-is a recently pursued form of political control of the bureaucracy. This article situates regulatory peer review in the context of both the history of technical advice to government and the principal-agent perspective often used to explain the presence of administrative procedures. Much of the academic discussion of attempts to influence bureaucratic decision making has utilized principal-agent theory. We introduce two novel concepts to accommodate regulatory peer review into the principal-agent framework. The first is "technocracy" where the preferences of technical experts displace public preferences. The second is "epistemic drift," a change in embodied knowledge that contributes to departures from the policy intentions of an enacting coalition of policy makers. In addition to introducing these concepts, we argue that regulatory peer review is more complex than other administrative procedures and that its efficacy critically depends on the details of its implementation. We hypothesize that regulatory peer review will cause nongovernmental participants in regulatory conflicts to devote more effort to creating research and other epistemic resources. But we also hypothesize that, just as courts have become more politicized with their role in regulatory policy, peer review and regulatory science will become increasingly politicized as well.
AB - Regulatory peer review-in which independent scientists comment on the technical under-pinnings of proposed regulations-is a recently pursued form of political control of the bureaucracy. This article situates regulatory peer review in the context of both the history of technical advice to government and the principal-agent perspective often used to explain the presence of administrative procedures. Much of the academic discussion of attempts to influence bureaucratic decision making has utilized principal-agent theory. We introduce two novel concepts to accommodate regulatory peer review into the principal-agent framework. The first is "technocracy" where the preferences of technical experts displace public preferences. The second is "epistemic drift," a change in embodied knowledge that contributes to departures from the policy intentions of an enacting coalition of policy makers. In addition to introducing these concepts, we argue that regulatory peer review is more complex than other administrative procedures and that its efficacy critically depends on the details of its implementation. We hypothesize that regulatory peer review will cause nongovernmental participants in regulatory conflicts to devote more effort to creating research and other epistemic resources. But we also hypothesize that, just as courts have become more politicized with their role in regulatory policy, peer review and regulatory science will become increasingly politicized as well.
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U2 - 10.1093/jopart/mul026
DO - 10.1093/jopart/mul026
M3 - Article
AN - SCOPUS:34548709675
VL - 17
SP - 535
EP - 551
JO - Journal of Public Administration Research and Theory
JF - Journal of Public Administration Research and Theory
SN - 1053-1858
IS - 4
ER -