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Reforming the regulation of broker-dealers and investment advisers
Arthur B. Laby
School of Law, Camden
Research output
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Contribution to journal
›
Article
›
peer-review
15
Scopus citations
Overview
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Dive into the research topics of 'Reforming the regulation of broker-dealers and investment advisers'. Together they form a unique fingerprint.
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Social Sciences
fiduciary duty
92%
regulatory reform
81%
exclusion
70%
regulation
55%
exchange act
52%
underwriter
50%
draft legislation
48%
exchange commission
45%
act
42%
fee
30%
compromise
29%
assets
26%
marketing
25%
market
17%
Law
16%
Business & Economics
Dealers
100%
Broker
99%
Exclusion
24%
Fiduciary Duty
22%
Regulatory Reform
19%
Compensation Method
12%
Brokerage
12%
Compensation Structure
10%
Barack Obama
9%
Underwriters
9%
Securities and Exchange Commission
9%
Fees
9%
Draft
7%
Marketing
7%
Compromise
7%
Legislation
6%
Assets
4%
Alternatives
3%
United States of America
3%