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Reforming the regulation of broker-dealers and investment advisers
Arthur B. Laby
School of Law, Camden
Research output
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Contribution to journal
›
Article
›
peer-review
16
Scopus citations
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Keyphrases
Broker
100%
Investment Advisers
100%
Broker-dealers
100%
Fiduciary Duties
20%
Law
10%
Regulatory Reform
10%
Dealers
10%
Asset-based
10%
Compensation Method
10%
Changes in Technology
10%
Historical Role
10%
Obama Administration
10%
Compensation Structure
10%
Brokerage
10%
Draft Legislation
10%
Investment Advisors Act of 1940
10%
Marketing Methods
10%
Underwriter
10%
Securities Exchange Act of 1934
10%
Financial Regulatory Reform
10%
Arts and Humanities
Broker
100%
Dealers
100%
advisers
100%
Duty
23%
Reform
15%
USA
7%
Barack Obama
7%
Law
7%
Marketing
7%
Economics, Econometrics and Finance
Brokerage
100%
Compensation System
100%
Marketing
100%