TY - JOUR
T1 - Using Standard Tools From Finite Population Sampling to Improve Causal Inference for Complex Experiments
AU - Mukerjee, Rahul
AU - Dasgupta, Tirthankar
AU - Rubin, Donald B.
N1 - Funding Information:
The work of RM was supported by the J. C. Bose National Fellowship, Government of India, and a grant from the Indian Institute of Management Calcutta. The work of TD was partially supported by National Science Foundation Grant Number CMMI 1334178.
Publisher Copyright:
© 2018, © 2018 American Statistical Association.
PY - 2018/4/3
Y1 - 2018/4/3
N2 - This article considers causal inference for treatment contrasts from a randomized experiment using potential outcomes in a finite population setting. Adopting a Neymanian repeated sampling approach that integrates such causal inference with finite population survey sampling, an inferential framework is developed for general mechanisms of assigning experimental units to multiple treatments. This framework extends classical methods by allowing the possibility of randomization restrictions and unequal replications. Novel conditions that are “milder” than strict additivity of treatment effects, yet permit unbiased estimation of the finite population sampling variance of any treatment contrast estimator, are derived. The consequences of departures from such conditions are also studied under the criterion of minimax bias, and a new justification for using the Neymanian conservative sampling variance estimator in experiments is provided. The proposed approach can readily be extended to the case of treatments with a general factorial structure.
AB - This article considers causal inference for treatment contrasts from a randomized experiment using potential outcomes in a finite population setting. Adopting a Neymanian repeated sampling approach that integrates such causal inference with finite population survey sampling, an inferential framework is developed for general mechanisms of assigning experimental units to multiple treatments. This framework extends classical methods by allowing the possibility of randomization restrictions and unequal replications. Novel conditions that are “milder” than strict additivity of treatment effects, yet permit unbiased estimation of the finite population sampling variance of any treatment contrast estimator, are derived. The consequences of departures from such conditions are also studied under the criterion of minimax bias, and a new justification for using the Neymanian conservative sampling variance estimator in experiments is provided. The proposed approach can readily be extended to the case of treatments with a general factorial structure.
KW - Assignment probabilities
KW - Linear unbiased estimator
KW - Potential outcomes
KW - Split-plot design
KW - Stratified assignment
KW - Treatment contrasts
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U2 - 10.1080/01621459.2017.1294076
DO - 10.1080/01621459.2017.1294076
M3 - Article
AN - SCOPUS:85048198024
SN - 0162-1459
VL - 113
SP - 868
EP - 881
JO - Journal of the American Statistical Association
JF - Journal of the American Statistical Association
IS - 522
ER -