TY - JOUR
T1 - Volcanic climate impacts can act as ultimate and proximate causes of Chinese dynastic collapse
AU - Gao, Chaochao
AU - Ludlow, Francis
AU - Matthews, John A.
AU - Stine, Alexander R.
AU - Robock, Alan
AU - Pan, Yuqing
AU - Breen, Richard
AU - Nolan, Brianán
AU - Sigl, Michael
N1 - Funding Information:
C.G. is supported by the National Natural Science Foundation of China grant 41875092. A.R. is supported by U.S. National Science Foundation grants AGS-1430051, AGS-1617844, and AGS-2017113. A.R.S. was supported by NSF P2C2 award AGS-1903674 and by NSF award ICER-1824770. F.L. acknowledges support from an Irish Research Council Laureate Award (CLICAB, Award IRCLA/2017/303). F.L.’s contribution was additionally supported by fellowships at the Harvard University Center for the Environment (Ziff Environmental Fellowship), Rachel Carson Center for Environment and Society, LMU Munich, and Yale Climate & Energy Institute, with further support from the Initiative for the Science of the Human Past at Harvard (SoHP). M.S. acknowledges funding from the European Research Council (ERC) under the European Union’s Horizon 2020 research and innovation program (THERA project, grant agreement ID 820047). J.A.M. acknowledges funding from the ERC (NorFish project, grant agreement ID 669461). The authors thank David D. Zhang for making his data on Chinese warfare available. F.L. thanks Joseph Manning, Michael McCormick, Harvey Weiss, Conor Kostick, Timothy Newfield, Jonathan Conant and John Haldon for discussion of historical collapse. F.L. and J.A.M. additionally thank Poul Holm and members of the Trinity Centre for Environmental Humanities for workshopping an earlier version of this paper. This paper also benefitted from discussion at events of the Past Global Changes (PAGES) working group ‘Volcanic Impacts on Climate and Society’ (VICS). PAGES is supported by the Chinese Academy of Sciences (CAS), and Swiss Academy of Sciences (SCNAT). The authors thank Michael White for valuable discussion and direction on the framing of hypotheses and results. We additionally thank the anonymous peer reviewers for their constructive criticism.
Funding Information:
C.G. is supported by the National Natural Science Foundation of China grant 41875092. A.R. is supported by U.S. National Science Foundation grants AGS-1430051, AGS-1617844, and AGS-2017113. A.R.S. was supported by NSF P2C2 award AGS-1903674 and by NSF award ICER-1824770. F.L. acknowledges support from an Irish Research Council Laureate Award (CLICAB, Award IRCLA/2017/303). F.L.’s contribution was additionally supported by fellowships at the Harvard University Center for the Environment (Ziff Environmental Fellowship), Rachel Carson Center for Environment and Society, LMU Munich, and Yale Climate & Energy Institute, with further support from the Initiative for the Science of the Human Past at Harvard (SoHP). M.S. acknowledges funding from the European Research Council (ERC) under the European Union’s Horizon 2020 research and innovation program (THERA project, grant agreement ID 820047). J.A.M. acknowledges funding from the ERC (NorFish project, grant agreement ID 669461). The authors thank David D. Zhang for making his data on Chinese warfare available. F.L. thanks Joseph Manning, Michael McCormick, Harvey Weiss, Conor Kostick, Timothy Newfield, Jonathan Conant and John Haldon for discussion of historical collapse. F.L. and J.A.M. additionally thank Poul Holm and members of the Trinity Centre for Environmental Humanities for workshopping an earlier version of this paper. This paper also benefitted from discussion at events of the Past Global Changes (PAGES) working group ‘Volcanic Impacts on Climate and Society’ (VICS). PAGES is supported by the Chinese Academy of Sciences (CAS), and Swiss Academy of Sciences (SCNAT). The authors thank Michael White for valuable discussion and direction on the framing of hypotheses and results. We additionally thank the anonymous peer reviewers for their constructive criticism.
Publisher Copyright:
© 2021, The Author(s).
PY - 2021/12
Y1 - 2021/12
N2 - State or societal collapses are often described as featuring rapid reductions in socioeconomic complexity, population loss or displacement, and/or political discontinuity, with climate thought to contribute mainly by disrupting a society’s agroecological base. Here we use a state-of-the-art multi-ice-core reconstruction of explosive volcanism, representing the dominant global external driver of severe short-term climatic change, to reveal a systematic association between eruptions and dynastic collapse across two millennia of Chinese history. We next employ a 1,062-year reconstruction of Chinese warfare as a proxy for political and socioeconomic stress to reveal the dynamic role of volcanic climatic shocks in collapse. We find that smaller shocks may act as the ultimate cause of collapse at times of high pre-existing stress, whereas larger shocks may act with greater independence as proximate causes without substantial observed pre-existing stress. We further show that post-collapse warfare tends to diminish rapidly, such that collapse itself may act as an evolved adaptation tied to the influential “mandate of heaven” concept in which successive dynasties could claim legitimacy as divinely sanctioned mandate holders, facilitating a more rapid restoration of social order.
AB - State or societal collapses are often described as featuring rapid reductions in socioeconomic complexity, population loss or displacement, and/or political discontinuity, with climate thought to contribute mainly by disrupting a society’s agroecological base. Here we use a state-of-the-art multi-ice-core reconstruction of explosive volcanism, representing the dominant global external driver of severe short-term climatic change, to reveal a systematic association between eruptions and dynastic collapse across two millennia of Chinese history. We next employ a 1,062-year reconstruction of Chinese warfare as a proxy for political and socioeconomic stress to reveal the dynamic role of volcanic climatic shocks in collapse. We find that smaller shocks may act as the ultimate cause of collapse at times of high pre-existing stress, whereas larger shocks may act with greater independence as proximate causes without substantial observed pre-existing stress. We further show that post-collapse warfare tends to diminish rapidly, such that collapse itself may act as an evolved adaptation tied to the influential “mandate of heaven” concept in which successive dynasties could claim legitimacy as divinely sanctioned mandate holders, facilitating a more rapid restoration of social order.
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U2 - 10.1038/s43247-021-00284-7
DO - 10.1038/s43247-021-00284-7
M3 - Article
AN - SCOPUS:85123741407
SN - 2662-4435
VL - 2
JO - Communications Earth and Environment
JF - Communications Earth and Environment
IS - 1
M1 - 234
ER -